Responsibilities Assumed:

Need candidate who is having experience in the internal Auditing, Due diligence, Drafting SOP’s, Risk management, Financial Auditing

  • Ensuring staff compliance to the compliance manual at all times
  • Conducting staff compliance audits periodically as per the compliance calendar and maintaining the breach tracker
  • Intimating the employees of their breach status and escalating it to the compliance head in case of a dispute
  • Collecting evidence from the different process owners/ departments and validating their Self-audit questionnaires
  • Designing monthly scores for such self-audit questionnaires and reporting to the compliance head for review
  • Drafting SOPs and ensuring compliance to SOPs at all times
  • Conducting Internal Audits across departments as per the audit calendar and preparing the draft audit report
  • Preparing and maintaining the ATR (action taken report) and following-up with the process owners for closure of ATR points
  • Staying abreast of regulatory/ international laws and ensuring compliance at all times
  • Conducting compliance training sessions for new and existing employees periodically
  • Providing clarification/interpretations of guidelines to employees/ users/ operational departments
  • Accessing the compliance risks on new products/processes and suggest steps for mitigation of risks
  • Reviewing the SOPs on annual basis

Prerequisites:

  • Sound understanding of auditing/ compliance
  • Strong eye for detail
  • Good command over written and spoken English
  • Ability to meet deadlines and good time management skills
  • Proficiency with Excel and PowerPoint
  • 2 – 3 years’ experience in Compliance/ Internal Audit role with consulting firms – upper mid-size/ BIG 4s or with leading investment bankers, etc.
  • Ability to work well under pressure with tight deadlines while delivering high quality output

Candidate Qualification & Experience:

  • Graduate/Company Secretary with 2+ years of experience
Job Location: Bangalore
Experience (Years): 2-3 Years
Sub Location: Bangalore Airport

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